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Regulators

US Regulators

  • www.finra.org
  • www.cftc.gov
  • www.sec.gov
  • www.occ.gov
  • www.federalreserve.gov
  • www.ustreas.gov
  • www.sipc.org
  • http://www.sec.gov/investor/brokers.htm

International Regulators

  • www.bis.org
  • www.bis.org/regauth
  • www.fsa.gov.uk
  • www.mas.gov.sg

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